Point-of-Sale Fund Facts

Solutions By Role > Compliance Solutions > Point-of-Sale Fund Facts

UNIVERIS combines the industry's most comprehensive list of fund fact sheets with OrderXPRESS, our industry-leading order entry system and WebCONNECT to eliminate the burden of POS disclosures. Our business rules ensure investors receive the right disclosures at the right time in the right manner and with a complete paper trail for auditors.

Fund Facts is a delivery solution that is unified within existing processes in UNIVERIS to simplify the effort and maximize the impact of Fund Facts delivery to investors. Business rules eliminate effort and errors, thus maximizing delivery coverage.

How Point-of-Sale Fund Facts benefits users:

  • Electronic delivery to WebCONNECT enables a superior investor experience with easy reference to delivered documents at any time.
  • Audit trail of deliveries connected to trades reduces risk and demonstrates compliance to regulators.
  • Multiple delivery options (eDelivery, email and print option) enables advisors to deliver Fund Facts in an efficient and appropriate manner.

ClientSUCCESS Webinar

Watch the Fund Facts solution webinar to review the impacts and success criteria for the delivery and audit of Fund Facts documents.

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