The EWMS Mutual Funds Module

The Univeris EWMS wealth platform is the most comprehensive and most widely used enterprise-class retail wealth management system for Canadian MFDA Dealers. It features a unique and fully integrated front office system for Advisors together with a complete book-of-record system for the back office.

The EWMS Mutual Fund module seamlessly integrates directly into the EWMS wealth platform. This real-time processing and online module is specifically designed to help Dealers and Advisors efficiently and effectively distribute, sell and manage a complete Mutual Fund product shelf, including mutual funds, labour sponsored investment funds (LSIF), or segregated fund products of insurance companies.

The EWMS wealth platform operates as a complete book-of-record platform for MFDA firms by automatically processing mutual fund transactions through FundSERV, the leading provider of electronic business services to the Canadian investment fund industry. It also helps Dealers manage the commissions more accurately and efficiently through its integrated Compensation Management functionality with commission and wrap fee processing.

With its integrated and comprehensive Compliance Management module, the EWMS wealth platform helps firms effectively manage risk and compliance, which works throughout a firm, from the Advisor front office through to the Dealer's operations.

For added flexibility, the EWMS wealth platform supports both Client Name and Nominee administration models depending on the particular needs of the MFDA Dealer.