The EWMS Compliance Management Module

The EWMS wealth platform helps firms successfully manage Governance, Risk and Compliance (GRC) strategies by its integrated and comprehensive Compliance Management module that works throughout a firm from the Advisor front office through to a Dealer's back office operations.

The EWMS Compliance Management module supports and enhances a firm's overall corporate governance and profile by providing extensive support and coverage in a number of key areas. These areas include risk protection, audit control, corporate security and protection, and regulatory policy and process management. By providing effective management in all of these areas, the EWMS Compliance Management module provides the best protection for Dealers, Advisors and Investors.