Security Brokers

Security Brokers

As the Wealth Management Industry matures and complexity rises, so does the proliferation of front-office and compliance systems. All metrics of overall fitness become compromised and the infrastructure becomes an impediment to realizing the goals of the enterprise.

Univeris integrates portfolio management, client relationship management, compliance, client onboarding and document management on one system. All stakeholders read from a single, real-time consistent view of enterprise data. Any security access change is effected immediately.

Univeris delivers a total solution that reduces complexity while remaining ahead of industry changes. Our system affords an opportunity to secure a significant competitive advantage.

How Univeris Supports Security Brokers

  • Breakthrough enterprise solution for Canadian securities dealers representing four generations of Univeris product architecture.
  • Unified multi-tenant architecture servicing any combination of IIROC, MFDA and MGA Insurance entities on a single platform.
  • Service Oriented Architecture technology that fully conforms with current web development standards. Screens are browser based, data is real time and all access occurs through a service layer of highly re-usable components.
  • Integrated customer relationship management, optimized for wealth management workflow.
  • State-of-the art business intelligence for product, practice and enterprise analysis.
  • Straight-through-processing that encompasses all wealth management functions, setting a new standard in efficiency and accuracy.
  • Portfolio and custody data is available on an as-of adjusted basis. Back-dated correction of all synchronized cost base, performance and tax data is automated for any adjustments or even dividend / reorganization re-processing.
  • Guided and context sensitive workflow through the generation of automated messages which are tracked and aged.